COMPANYSYMBOLTYPEPRICESharesTrade DateUNDERWRITER (S)
GWG Holdings, IncGWGHIPOPriced at $12.50800 K9/19/2014Newport Coast Securities, Axiom Capital Management, Newbridge Securities Corporation
Monster DigitalMSDIIPO$4.50-$6.002.3 million7/8/2016Axiom Capital Management
Wowo LimitedWOWOIPOPriced at $10.004 million4/8/2015Axiom Capital Management
Yulong Eco-materials Ltd.YECOIPO$6.25-$7.252.25 million6/26/2015Axiom Capital Management, Inc.,Northland Capital Markets, ViewTrade Securities

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